About - SEC.gov
Jun 29, 2024 · The federal securities laws empower the Securities and Exchange Commission with broad authority over all aspects of the securities industry. The SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation.
Search Filings - SEC.gov
Enjoy free public access to millions of informational documents filed by publicly traded companies and others in the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.
SEC Commissioners - SEC.gov
The Securities and Exchange Commission has five Commissioners who are appointed by the President of the United States with the advice and consent of the Senate. Terms last five years and are staggered so that one Commissioner's term ends on June 5 of each year.
Newsroom - SEC.gov
Dec 20, 2024 · The Office of Public Affairs maintains SEC.gov and the agency's intranet with the ultimate goal of keeping the SEC transparent, relatable and accountable to taxpayers and employees alike.
SEC.gov | Rules and Regulations
Aug 14, 2024 · The SEC rulemaking process under the federal securities laws is designed to solicit significant public input and undergo rigorous analysis before any regulatory change takes effect. A need for rulemaking can be identified internally by the Commission or its staff, or externally by Congress, regulatory organizations, or the public.
Rules and Regulations for the Securities and Exchange …
Forms Prescribed under the Commission's Rules of Practice Part 210 Form and Content of and Requirements for Financial Statements, Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Investment Company Act of 1940, Investment Advisers Act of 1940, and Energy Policy and Conservation Act of 1975
Press Releases - SEC.gov
2 days ago · SEC Modernizes the Submission of Certain Forms, Filings, and Materials Under the Securities Exchange Act of 1934: 2024-202 : Dec. 16, 2024: Becton Dickinson to Pay $175 Million for Misleading Investors About Alaris Infusion Pump: 2024-201 : Dec. 13, 2024: SEC Announces Departure of Corporation Finance Division Director Erik Gerding
Eleven Firms to Pay More Than $88 Million Combined to Settle …
Sep 24, 2024 · The Securities and Exchange Commission today announced charges against 12 firms, comprising broker-dealers, investment advisers, and one dually-registered broker-dealer and investment adviser, for widespread and longstanding failures by the firms and their personnel to maintain and preserve electronic communications in violation of recordkeeping provisions of …
Gary Gensler - SEC.gov
Jun 28, 2024 · Gary Gensler was nominated by President Joseph R. Biden to serve as Chair of the U.S. Securities and Exchange Commission on February 3, 2021, confirmed by the U.S. Senate on April 14, 2021, and sworn into office on April 17, 2021.
Contact the SEC - SEC.gov
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